SEBI Listing Compliance
Stay compliant with SEBI LODR Regulations — quarterly financial results, board composition, insider trading code, SAST disclosures and annual secretarial audit managed end-to-end.
Get complete SEBI listing compliance support
Share your listed company details. We track every LODR due date and file on time — every quarter, every year.
Talk to a CS →A complete SEBI listing compliance package
Quarterly Financial Results
Unaudited and audited financial results filed with stock exchanges within 45/60 days of quarter end.
LODR Compliance Calendar
All SEBI LODR Regulation deadlines tracked and filed — corporate governance report, annual report and disclosures.
Board Composition Monitoring
Board composition, audit committee, NRC and SRC compliance per SEBI LODR monitored continuously.
Insider Trading Code
SEBI PIT Regulations code of conduct maintained — trading window closure notices and disclosures managed.
SAST and Promoter Disclosures
Promoter shareholding changes, SAST creeping acquisition disclosures and pledge disclosures filed timely.
Secretarial Audit
Annual secretarial audit in Form MR-3 conducted and secretarial compliance report filed with SEBI.
Key SEBI LODR compliance obligations
Quarterly Results within 45 Days
Unaudited quarterly results must be filed within 45 days of quarter end — 60 days for the annual results.
Board Composition
Minimum 50% independent directors, at least one woman director — non-compliance attracts fine per trading day.
Audit Committee
Audit committee must have minimum 3 members, majority independent directors and a financial expert.
Annual Report Submission
Annual report must be submitted to stock exchange within 21 days of AGM — with all LODR disclosures.
SAST Disclosures
Promoter and PAC shareholding changes of 2% or more must be disclosed within 2 working days.
Insider Trading Code
Trading window must be closed before price-sensitive events — designated persons must pre-clear trades.
SEBI imposes fines of Rs. 1,000 to Rs. 5,000 per day for each LODR non-compliance. With 50+ annual compliance obligations, a missed filing compounds into significant penalties — we track every one.
Common SEBI listing compliance failures
Simple steps, no surprises
LODR calendar built
All quarterly, half-yearly and annual SEBI LODR due dates mapped — nothing missed.
Board governance reviewed
Board composition, audit committee and insider trading code reviewed and brought into compliance.
Quarterly filings managed
Financial results, shareholding patterns and SAST disclosures filed on time every quarter.
Annual compliance completed
Secretarial audit, annual report, BRSR and all annual LODR filings submitted before due dates.
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Frequently asked questions
SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015 govern the compliance obligations of companies listed on Indian stock exchanges. They cover financial disclosures, board governance, shareholder rights, insider trading, related party transactions and annual report requirements.
Every quarter, a listed company must file: unaudited financial results (within 45 days), shareholding pattern (within 21 days of quarter end), corporate governance report (within 21 days), and reconciliation of share capital audit report. Annual audited results must be filed within 60 days of year end.
SEBI (Prohibition of Insider Trading) Regulations require companies to close the trading window for designated persons before any price-sensitive event — quarterly results, M&A announcements, fund raising. Designated persons cannot trade in company shares during the closure period.
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations require promoters to disclose any acquisition or disposal of shares in the listed company within 2 working days if it results in a change of 2% or more. Annual disclosures of total promoter shareholding are also required.
SEBI can impose fines of Rs. 1,000 to Rs. 5,000 per day for each instance of non-compliance under LODR. Stock exchanges can also suspend trading in the company's shares for persistent non-compliance. Cumulative penalties over a year can be significant.
Need complete SEBI listing compliance support?
We track every LODR deadline, file every quarterly return and manage board governance — listed company compliance on autopilot.